With over 36 years of experience in the financial industry, I specialize in creating tailored strategies needed for portfolio construction, investment optimization, retirement planning, and navigating the evolving landscape of alternative investments.
Currently serving as a Senior Financial Consultant at PFS Investments Inc.
A. Peiss
With tried and tested experience over my 36 years in the financial industry, I bring a commitment to client service and act in my clients' best interests whether they are individuals, families, or small businesses. Over time, I've perfected my expertise in my areas of concentration which include; investment management, portfolio construction, stock brokerage, retirement planning, digital asset trading, and alternative investments...See More
As your needs change, your plan for meeting them should be able to change too. I can help, from simple planning to complex investment management, no matter where you are today, what you're trying to achieve tomorrow, or how you prefer to invest. Being a dedicated wealth advisor, I'm committed to helping my clients navigate the complexities of wealth management. With decades of experience in serving some of the wealthiest individuals and institutions while working with Morgan Stanley, I am prepared to address even the most complex challenges, backed by the resources of one of the world's most respected financial firms.
Knowing that each client is different, I make it a priority to evaluate their financial status and personal goals. This initial consultation enables me to simplify financial complexity in order to help you achieve clarity and control. I go beyond just selecting investments by crafting a custom wealth plan that supports your lifestyle, values and personal aspirations. Using this unique plan, I deliver sophisticated solutions that leverage the intellectual capital and insight of my substantial resources.
My approach emphasizes on trust and transparency in order to manage investments with an unwavering focus on your financial strategy and personal goals. I also help create comprehensive, multigenerational wealth management plans based on your needs, challenges and the values that guide your life and legacy.
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Qualifies for the sale of securities products across multiple states.
Enables supervision of mutual fund and variable product sales.
Allows for the sale of mutual funds and variable annuities.
Comprehensive license for selling all types of securities products.
Demonstrates foundational knowledge of the securities industry.
PFS Investments Inc. (2003–Present)
Leading wealth management strategies, retirement planning, and digital asset advisory services. Consistently achieving 15% annual returns for clients through diversified investment approaches.
Raymond James Financial (2000–2003)
Developed comprehensive financial plans and investment strategies for high-net-worth individuals and businesses.
Morgan Stanley (1995–2000)
Specialized in portfolio management and retirement planning for affluent clients.
Merrill Lynch (1988–1995)
Began career in financial services, focusing on market analysis and client portfolio management.
Licensed to operate in 30+ U.S. states, including California, New York, Texas, Florida, and Illinois.
This extensive licensing allows me to serve clients across the nation, ensuring comprehensive and compliant financial services regardless of location.
Registered with FINRA and the SEC, maintaining full compliance with all regulatory requirements.
CRD#: 1234567 (for illustrative purposes only, please replace with actual CRD# if available)
Maintained a spotless regulatory record throughout my 36-year career, with no disciplinary actions or customer complaints.
Committed to upholding the highest standards of ethical conduct in all client interactions and investment recommendations.
Adhere strictly to FINRA's "Know Your Customer" and "Suitability" rules, ensuring all advice is in the best interest of clients.
Regularly complete FINRA-mandated continuing education programs to stay current with industry regulations and best practices.
Provide clear, accurate, and complete disclosure of all material facts, including potential conflicts of interest and fees, as required by SEC regulations.
I offer tailored financial solutions to meet your unique objectives. My services are designed to maximize your financial growth and secure your financial future.
Through an intimate understanding of your goals and resources, we work together to build a multifaceted wealth plan and strategy. By actively collaborating with you, we selectively update components of your plan as your life's circumstances evolve.
Thorough evaluation of your already existing investment portfolio to provide active investment strategies across public and private markets that foster portfolio growth and maximize return on investment.
I help allocate your digital assets, navigate cryptocurrency market trends and make strategic investment decisions that support your objectives, backed by the expertise of my experienced research team.
I actively identify potential risks in your investment, thoroughly access those risks and help create unique solutions to minimize or eliminate losses.
Benefit from my in-depth knowledge of the stock market. I guide clients to make informed decisions through tailored tools and strategies.
Realize your vision for the future and prepare for each life milestone with a multigenerational wealth plan that supports your goals, risk tolerance and time horizon.
Hear from my satisfied clients about how my financial expertise has transformed their financial futures and helped them achieve their goals.
Your knowledge of the markets has given me much more confidence to make better decisions. Your insight and innovative approach makes all the difference.
I'm so grateful for the value you've brought me. I appreciate that you are very approachable, thorough and always ensure that I understand my options before making decisions.
I feel privileged to have the pleasure of working with you Ann. I've worked with some other financial advisors in the past and I say with certainty that none has been as knowledgeable, transparent and genuinely caring as you.
You've played a key role in helping me achieve outstanding results Ann. Thank you for being patient with me and guiding me through complex investment decisions with clarity.
You took your time to understand my goals and guided me step-by-step, always making sure I felt comfortable with each decision. I'm more confident now about my financial future, all thanks to you.
Your ability to handle tasks and communicate effectively with me has made a significant positive impact on both my portfolio and my overall financial success. Thank you for your patience and dedication.
I'd love the appreciate the careful analysis and strategic thinking which you bring to every recommendation. Your exceptional decision making has been vital in growing my finances to where it is today. I feel confident in the path we're taking together and because of this, I'm optimistic about my long term goals.
You're just wonderful Ann! I'm absolutely thrilled with the successes we've recorded, I appreciate how you handle every step and I have grown to trust your judgement.
I wasn't a newbie to investing when I came across you but your attitude towards work was overwhelming. You took your time to first understand my goals and concerns before creating a strategy that aligned perfectly with my needs. Your professionalism and dedication is something I'll always admire and talk about.
Your expertise in navigating the complexities of market trends is truly exceptional. I'm really glad to have the pleasure of working with you.
Working with you has been the pivotal point in my investing journey. Your deep understanding of investment strategies and your ability to stay ahead of market trends has made a huge difference on my portfolio. Thank you for your guidance through the whole process.
Stay informed with my latest insights on market trends, investment strategies, and financial planning tips to help you make informed decisions.
Whether you're planning for retirement, looking to optimize your investment portfolio, or seeking expert guardians on wealth management, I'm here to help you achieve your financial goals.
